Compliance Officers’ Group Meeting
Audience
This event is open to full LMA members who are legal, compliance and regulatory practitioners.
Description
The LMA invites members of the London market regulatory and compliance community to the third of our quarterly Compliance Officers' Group Meetings.
The meeting will provide an opportunity to hear from expert speakers on key emerging compliance and regulatory issues affecting the London market, alongside discussion of the latest developments and their implications for firms.
The session will also provide an opportunity to connect with fellow compliance and regulatory professionals from across the market.
Agenda
- Delegated oversight in practice: Lessons learned from regulatory interventions - Sarah Brook, Partner, CMS
- A decade of RegCom: Purpose, progress and impact - James Staab, Head of Compliance, Faraday
Event timings
- 15.30: Arrival, refreshments and networking
- 16.00: Introduction and speaker session
- 17.00 onwards: Networking, drinks and refreshments
Further details, including speakers and session topics, will be confirmed shortly.
Due to restricted numbers, if you register and subsequently are unable to attend, please email yasemin.oney@lmalloyds.com.
We look forward to welcoming you.
